Caroline Allen
COMPLIANCE
Caroline is an experienced compliance professional with a wide range of practical knowledge in supporting firms regulated in the financial services sector with meeting their regulatory requirements. Caroline is a senior consultant, providing bespoke compliance monitoring, compliance advice and regulatory reporting services. She also sits, as an independent member, on several risk committees.
Previously, Caroline worked for a number of years as the compliance oversight and money laundering officer, holding the controlled functions for the fund management division of a large property company where she also sat on the Board, providing input on regulatory and risk matters.
Caroline is a Chartered Accountant and Fellow of The Securities Institute. She holds a BA (Hons) degree in History from Nottingham University.
Outside of work Caroline enjoys spending time with her family and friends, walking, keeping active and reading.